Best Part of My Job
As Chief Compliance Officer, Kristin leads Cornerstone Advisors' compliance efforts and provides guidance to the Board and Executive Team on SEC rules and regulations. She works to consolidate the firm's compliance culture and assumes responsibility for implementing, updating, monitoring, and reporting of the firm's compliance program. Kristin began her investment career at a Seattle Washington-based boutique fixed income firm in 1997. She has extensive experience in client services, human resources, operations, and compliance.
Three Words That Best Describe Me
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Proactive
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Attentive
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Fair
Practice Emphasis
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Compliance
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Human Resources
Education
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Iowa State University - College of Business, Business Administration & Marketing
Best Part of My Job